Responsibilities
- Review industry rules and regulations ensuring Capital Market Authority, Nairobi Security Exchange & Central Depository Settlement Corporation regulatory requirements are compiled with and/or operationalized in the business.
- Continuously monitor changes / reviews in the regulatory framework ensuring that contractual documents; policies and procedures are up to date and complied with.
- Monitor all Brokerage transactions and advise on their potential adverse implications for KCB Capital while ensuring the implementation of mitigating strategies.
- Continuously review and confirm that all Risks aspects (Credit, Market, Legal and Operational Risks) affecting the Business have been identified, assessed and controlled.
- Prepare reports for Management review as well as for the Regulators within the stipulated guidelines and timelines.
- Review all complaints lodged by clients and counterparties and recommend actions to address any weakness in the Internal Systems that led to actions causing the complaint.
- Conduct surprise checks to monitor and ensure adequate operational control standards are in place.
- Provide continuous training / engagements to the Business team and other stakeholders on regulatory issues pertaining to KCB Capital.
- Monitor the Company’s Risk Register & KRIs ensuring adequate and relevant Business Continuity Plans are maintained and tested regularly.
- Support the business in driving its strategic plans including formulation of annual plans. Calculation of Risk-Based Capital as per CMA requirements.
- Coordinate improvement of the Company’s risk matrix to capture all the inherent risks and their mitigating controls.
Qualifications
- Business related degree from an institution recognized by Commission for Higher Education.
- Professional qualification in ACCA / CPA (K) / CFA / AKIB or MBA is an added advantage.
- Minimum of 3 years’ experience in Financial Services Industry; 2 years’ of which must have been in a compliance, monitoring & reporting role as per CMA, NSE & CDSC regulatory requirements.
- Minimum of 2 years’ working experience in operations role that is regulated by Capital Markets Authority, Nairobi Security Exchange and Central Depository Settlement Corporation
- Sound appreciation of Risk Management with a thorough knowledge of Brokerage / Investment Banking products & services; internal controls, operations and regulatory environment
- Experience in Stakeholder management and Relationship Building within Brokerage / Investment Banking sector
- Team player with demonstrated work ethics; consistently demonstrates a high level of professionalism.
- Effective prioritization skills to meet a complex set of business demands and demonstrate delivery against multiple objectives.
- Assertive, self-motivated with the desire to succeed in a fast-paced financial services environment.
How to Apply
The above position is a demanding role for which the Bank will provide a competitive remuneration package to the successful candidate. If you believe you can clearly demonstrate your abilities to meet the criteria given above, please log in to our Recruitment portal and submit your application with a detailed CV.
To be considered your application must be received by Friday, 8th March 2019 https://irecruitment.kcbgroup.com/OA_HTML/IrcVisitor.jsp
Only short listed candidates will be contacted.
NB: In the event that you are invited to interview for any positions, we will require that you provide us with the following documents:
- National I.D.
- KRA Pin Card
- Birth Certificate of self
- Passport Photo (White Background)
- NSSF Card
- NHIF Card
- Police Clearance Certificate (less than 5 Months old)
- Academic and Professional certificates, including official transcripts
- Certificates of Service from previous employers as applicable